Tired of trying to manage your finances on your own? We can help you create an actionable, financial plan that makes sense.
From a conservative long-term portfolio to a more growth oriented apporach, we'll create a portfolio that's ideal for your time horizon, goals, and risk capacity.
These fees are negotiable depending upon the needs of the client and complexity of the situation, and the final fee schedule is attached as Exhibit II of the Investment Advisory Contract. Fees are paid monthly in arrears, and clients may terminate their contracts with written notice. Because fees are charged in arrears, no refund policy is necessary. Clients may terminate their accounts without penalty within 5 business days of signing the advisory contract. Advisory fees are withdrawn directly from the client’s accounts with client written authorization.
|Total Assets Under Management||ANNUAL FEE|
|$1,000,000 - $1,499,999||1.25%|
|$1,500,000 - $2,999,999||1.00%|
|$3,000,000 and Above||0.85%|
Depending upon the complexity of the situation and the needs of the client, the hourly fee for these services is between $150 and $350. The fees are negotiable and the final fee schedule will be attached as Exhibit II of the Financial Planning Agreement. Fees are paid in arrears upon completion. Because fees are charged in arrears, no refund is necessary. Clients may terminate their contracts without penalty within five business days of signing the advisory contract. WFG reserves the right to waive the fees for financial planning if the client places assets under management pursuant to the financial plan.
Investment Advisers are required by law to inform their clients of their policies regarding privacy of client information. We are bound by professional standards of confidentiality that are even more stringent than those required by law. Federal law gives customers the right to limit some but not all sharing of personal information. It also requires us to tell you how we collect, share, and protect your personal information.
To protect the personal information of current and former clients from unauthorized access and use, we use security measures that comply with federal law, including computer safeguards and secured files and building.
We collect nonpublic personal information about you that is either provided to us by you or obtained by us with your authorization. This can include but is not limited to your Social Security Number, Date of Birth, Banking Information and Financial Account Numbers and/or Balances, Sources of Income, Credit Card Numbers or other Information. When you are no longer our customer, we may continue to share your information only as described in this notice.
All Investment Advisers may need to share personal information to run their everyday business. In the section below, we list the typical reasons that we may share your personal information:
Clients may opt out of sharing information for joint marketing to other financial companies, to our affiliates and to non-affiliates. If you are a new customer we may begin sharing your information on the day you sign our agreement. When you are no longer our customer, we may continue to share your information as described in this notice. However, you can contact us at any time to limit our sharing.
Federal law allows you the right to limit the sharing of your NPI by "opting-out" of the following: sharing for affiliates' everyday business purposes – information about your creditworthiness; sharing with affiliates who use your information to market to you; or sharing with non-affiliates to market to you. State laws and individual companies may give you additional rights to limit sharing. Please notify us immediately at our address or telephone number if you choose to opt out of these types of sharing.
Your privacy, our professional ethics, and the ability to provide you with quality financial services are very important to us. If you have any questions or concerns please do not hesitate to call us at (845) 621-4700.
At our first meeting we will discuss your goals and values, identifiy your opportunities and weaknesses, and explore working with Weiss Financial Group. Next, we'll give you access to your Private Client Website, collect your financial data, and have you complete your online risk analysis.
Here is where it all comes together. We will deliver your financial plan, discuss strategies and action items, and review your Investment Policy Statement (IPS).
We will review and track goal progress, confirm plan action items, monitor and report on investments, and adjust your plan as your situation evolves.
Weiss Financial Group is a family-owned, multigenerational business with deep roots in Mahopac. We have believed in and supported the community for many decades, and we look forward to serving the children and grandchildren of our clients for decades to come.