About Us

We can help you answer questions like:

Will I be able to retire someday? How much house can I afford? How much and where should I be saving? Should I pay down debt or save for retirement? Am I spending too much? What’s the right investment strategy for me?  Do I need life insurance or estate documents? What pension option should I select? Does a Roth conversion make sense for me? How do I make my savings last my lifetime?

We'll create a portfolio that's ideal for your time horizon, goals, and risk capacity.

From a conservative long-term portfolio to a more growth oriented apporach, we'll create a portfolio to help build long term, sustainable wealth. We don’t try to pick stocks or time the market.  We work to understand your goals and appetite for risk. Then we build a globally diversified, low cost portfolio designed to give you get best chance of success. 

Get Acquainted Meeting

Before we decide to work together, let’s chat about what your financial circumstances and goals are. We’ll give you honest feedback about where you are with regard to your goals and if we think we can help you achieve them. You’ll have the chance to get to know us and decide if we're the right partner to help you. Book your "Get acquianted Meeting" now. 




/ Package 1 /


This session is designed to answer 1 or 2 of your most pressing financial concerns. Examples include: how much to save in your 401(k), 403(b) or other retirement savings vehicles and which investment options to utilize, how much & what type of insurance is right for you, how to tackle debt, how much to save for college, which college savings plan is best for you, or how much to comfortably spend on a new house. Includes a 60 minute strategy session, an email summary of discussion, and action plan.

(One time fee)


/ Package 2 /


Our flagship offering is designed to help you organize and optimize all areas of your financial life. We help you build, grow and protect wealth with upfront planning, ongoing support and accountability. This option includes goal implementation, on-going plan monitoring, review meetings (in person, over the phone, or through email), comprehensive financial planning services, and discounted investment management services. Includes 2-3 meetings up-front, annual checkups, email summaries of discussions along with action plans, and anytime access as questions and opportunities arise. 


(One time payment)

+ $99/month
(One year minimum commitment required. Monthly fees are paid using ACH )



/ Package 3 /


Professionally managed IRA's; 401k rollovers; individual, joint and trust accounts. No commissions or loads. On-going monitoring for rebalance opportunities. Construction of an individualized portfolio, implementation and monitoring with quarterly statements and 24/7 online access. Fees are discounted with the purchase and on-going payment of Package 2: Partnered Planning.

0.85% - 1.5%
(Annual fee is based on assets. Fees are deducted from investment account)



Investment Advisers are required by law to inform their clients of their policies regarding privacy of client information. We are bound by professional standards of confidentiality that are even more stringent than those required by law. Federal law gives customers the right to limit some but not all sharing of personal information. It also requires us to tell you how we collect, share, and protect your personal information.

To protect the personal information of current and former clients from unauthorized access and use, we use security measures that comply with federal law, including computer safeguards and secured files and building.


Types of Nonpublic Personal Information (NPI) We Collect

We collect nonpublic personal information about you that is either provided to us by you or obtained by us with your authorization. This can include but is not limited to your Social Security Number, Date of Birth, Banking Information and Financial Account Numbers and/or Balances, Sources of Income, Credit Card Numbers or other Information. When you are no longer our customer, we may continue to share your information only as described in this notice.


Parties To Whom We Disclose Information

All Investment Advisers may need to share personal information to run their everyday business. In the section below, we list the typical reasons that we may share your personal information:

  1. For everyday business purposes – such as to process your transactions, maintain your account(s), or respond to court orders and legal investigations, or report to credit bureaus;
  2. For our marketing – to offer our products and services to you;
  3. For joint marketing with other financial companies
  4. For our affiliates' everyday business purposes – information about your transactions and experiences; or
  5. For non-affiliates to market to you.

Clients may opt out of sharing information for joint marketing to other financial companies, to our affiliates and to non-affiliates. If you are a new customer we may begin sharing your information ­­on the day you sign our agreement. When you are no longer our customer, we may continue to share your information as described in this notice. However, you can contact us at any time to limit our sharing.


Federal Law Gives You The Right To Limit Sharing - Opting Out

Federal law allows you the right to limit the sharing of your NPI by "opting-out" of the following: sharing for affiliates' everyday business purposes – information about your creditworthiness; sharing with affiliates who use your information to market to you; or sharing with non-affiliates to market to you. State laws and individual companies may give you additional rights to limit sharing. Please notify us immediately at our address or telephone number if you choose to opt out of these types of sharing.



  1. Affiliates – companies related by common ownership or control. They can be financial and nonfinancial companies.
  2. Non-affiliates – companies not related by common ownership or control. They can be financial and nonfinancial companies.
  3. Joint marketing – a formal agreement between non-affiliated financial companies that together market financial products or services to you. 



Your privacy, our professional ethics, and the ability to provide you with quality financial services are very important to us. If you have any questions or concerns please do not hesitate to call us at (845) 621-4700. 

Our Process

At our first meeting we will discuss your goals and values, identifiy your opportunities and weaknesses, and explore working with Weiss Financial Group. Next, we'll give you access to your Private Client Website, collect your financial data, and have you complete your online risk analysis.

Here is where it all comes together. We will deliver your financial plan, discuss strategies and action items, and review your Investment Policy Statement (IPS). 

We will review and track goal progress, confirm plan action items, monitor and report on investments, and adjust your plan as your situation evolves.

Our Team

Weiss Financial Group is a family-owned, multigenerational business with deep roots in Mahopac. We have believed in and supported the community for many decades, and we look forward to serving the children and grandchildren of our clients for decades to come.

Scott G. Weiss, CFP®

Director of Financial Planning

Keith D. Weiss, CFP®, MBA

Chief Investment Officer

Richard F. Weiss, CFP®, CHFC®, CPA, PFS®, CEP®, CLU®


What's New




704 Route 6
Mahopac, NY 10541